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Regulatory Affairs Manager
Education and/or Experience: • Bachelor’s Degree in a scientific discipline (Engineering preferred). • A minimum of 5 years of experience in...
Sr Paralegal/Paralegal- Consumer Banking
**Description:** The Sales Channel Legal Team within the Consumer and Business Banking group of the Legal Department is looking for an experienced...
Corporate Counsel
Job Location New York, NY or Charlotte, NC Job Description **_Hiring Philosophy * In Legal Affairs, we strive to attract, develop and retain diverse...
Legal Support Associate
Auto req ID 3959BR Posting Title Legal Support Associate Location Charlotte, NC Job Description TheLegal Support Associatewill be responsible for...
VP, Division Area Manager
The VP, Area Manager will be responsible for but not limited to: • Directing and managing the day-today operation of the Charlotte, NC office in...
Senior Regulatory Analyst (Exams and Investigations)
This regulatory position involves a focus on regulatory an and compliance issues. The candidate should have a strong understanding of securities laws...
Lead Manager, Advertising Compliance
Required: •    BA/BS degree •    Must have FINRA Series 7 and Series 24. At least 5 years reviewing advertising and sales materials with...
Assistant General Counsel- Consumer
The primary objective of this role is to provide appropriate legal advice and guidance to the business wherever needed to maintain compliant...
Attorney - Mortgage
**Description:** Provides general legal counsel to wealth management mortgage business, as well as specific advice on products, services and certain...
Lead Manager, Advertising Compliance
Basic: Must have FINRA Series 7 and a willingness to obtain the Series 24 within 90 days. At least 5 years reviewing advertising and sales materials...
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