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Capital Markets Compliance Associate Trainee |
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Position Accountabilities: 1. Handles the drafting of derivatives documentation which may include ISDAs, trade confirmations, suitability forms, corporate resolutions, credit review memorandums, novation agreements, etc. Performs follow-up with Relationships Managers and maintains tracking reports to ensure timely receipt of all documentation. 2. Prepares periodic derivative self-assessment reports to ensure compliance with Division Policy. 3. Prepares and sends month end derivative mark-to-market customer statements. 4. Prepares quarterly gratuity logs sent to Division traders. Job Specifications: Required Education or Equivalent Experience - Associates degree or equivalent combination of education and experience. Preferred Education or Equivalent Experience - Audit or accounting background Degree in Accounting or Finance Required Experience - 2-3 years banking and/or compliance For details, please find job posting: http://www.investmentbankcareer.com/company.php?&company=Bank+of+the+West&limit=100&radius=5&city=Los+Angeles&position=&date=date
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