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Compliance Exchange Group LLC

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Ad number:#322666405
Contact:Christopher Driscoll
Phone:6468495370
City:Selden, NY
Zip:11788

Description

Compliance Exchange Group is a premier Broker-Dealer compliance consulting firm, with a unique focus on FINRA compliance, SEC regulation, and outsourcing licensure. Whether your starting a broker dealer (or buying / selling a broker dealer) and need a FINOP, or seeking a CCO for an RIA, CXG can help. Our principals provide top-tier regulatory guidance, giving broker dealers the ability to access seasoned CCOs, FINOPs, and Series 24 personnel. Visit us at www.cxgllc.com

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