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New York City: Brooklyn
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Market Surveillance Compliance Officer
A global bank seeks a Market Surveillance Compliance Officer who will be responsible for providing independent compliance coverage for the Equities,...
Compliance Testing Officer
Compliance Testing role at a large global financial services business, based in Newark, NJ. Client Details Global financial services business...
Compliance Manager - Surveillance Bilingual
Responsibilities: Reviewing email of company employees for adherence to firm and regulatory rules and for appropriateness. Conducting both routine...
Corporate Counsel - Trademarks
Org Marketing Statement All over the world, Pfizer colleagues are working together to positively impact health for everyone, everywhere. Each...
Compliance Manager - EComm Surveillance Bilingual
The E-Communications Surveillance group is part of the Compliance unit of the Investment Bank. It is responsible for reviewing the email of the...
Compliance Manager - Surveillance Analyst
We are seeking a Compliance Manager to perform surveillance of trading activity in fixed income securities and derivatives products. Responsibilities...
Manager National Affairs
Responsibilities include: Analysis and internal communication about legislation that affects our ISO products. Management- level and executive-level...
Director, Compliance Services
We are looking for an exceptional Compliance Services professional with 5-7 years of proven compliance experience and a knowledge of healthcare...
Paralegal
Responsibilities This is a professional level position that works closely with in-house litigation counsel, various business and operational...
Senior Compliance Officer
Manage team of compliance professionals: o Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
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