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Compliance Manager, US Securities Brokerage
I am working on a fantastic new opportunity for a self-starting Compliance professional to set up, lead and provide compliance support for US based...
Transfer Agency Onboarding Supervisor
Product Overseeing the day-to-day activities of the Investor OnBoarding Team  Review and approval of global AML/KYC requirements for varying...
Transfer Agency Onboarding Supervisor
Overseeing the day-to-day activities of the Investor OnBoarding Team  Review and approval of global AML/KYC requirements for varying investor...
Investment Compliance Specialist, Officer
As a senior member of our Specialist Team, you will be expected to combine strong technical expertise with thought leadership to deliver and drive:...
Legal Counsel
Ensure registered investment adviser and commodity pool operator remains in compliance with all applicable laws, rules and regulations and minimizes...
Public Markets Compliance
One of Asia’s largest alternative investment management firms     Requirements   Good knowledge of regulations of HK, Japan, Korea etc...
Compliance Officer
The global compliance team provides regulatory support to the company across all of its activities including advisory services, internal monitoring...
Senior Compliance Officer, Securities
Our client is seeking a Senior Compliance Officer to work in a highly commercial role supporting senior management in dealing with a wide range of...
RFP Specialist â?? Asset Management
Top-tier Investment Bank Multicultural Environment Expanding Business   The client is a top-tier Investment Management firm over a billion assets...
Public Markets Compliance
Company Description   One of Asia’s largest alternative investment management firms     Requirements   Good knowledge of regulations of HK,...
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